4//SEC Filing
Chang Mike F 4
Accession 0001387467-24-000019
CIK 0001387467other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 4:19 PM ET
Size
9.7 KB
Accession
0001387467-24-000019
Insider Transaction Report
Form 4
Chang Mike F
Director10% Owner
Transactions
- Exercise/Conversion
Common Shares
2024-01-29$7.44/sh+30,000$223,200→ 4,530,286 total - Exercise/Conversion
Employee Share Option (right to buy)
2024-01-29−30,000→ 0 totalExercise: $7.44Exp: 2024-03-16→ Common Share (30,000 underlying) - Sale
Common Shares
2024-01-29$26.91/sh−30,000$807,384→ 4,500,286 total
Footnotes (5)
- [F1]Includes 40,635 unvested shares subject to the PSU granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person .
- [F2]Includes an aggregate of 142,500 shares subject to Restricted Share Unit awards (RSU) granted on March 16, 2020, March 15, 2021, March 15, 2022, and March 15, 2023 which will be issued as such units vest in accordance with their terms, and excludes 53,320 unvested common shares subject to the PSU granted on March 15, 2023, which may become vested upon achievement of certain corporate performance goals in the future.
- [F3]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.4650 to $27.3500, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F5]The option is fully vested and immediately exercisable for all option shares.
Documents
Issuer
ALPHA & OMEGA SEMICONDUCTOR Ltd
CIK 0001387467
Entity typeother
Related Parties
1- filerCIK 0001511393
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 4:19 PM ET
- Size
- 9.7 KB