4//SEC Filing
Liang Yifan 4
Accession 0001387467-24-000068
CIK 0001387467other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 5:57 PM ET
Size
12.0 KB
Accession
0001387467-24-000068
Insider Transaction Report
Form 4
Liang Yifan
CFO and Corp Secretary
Transactions
- Exercise/Conversion
Common Shares
2024-08-12$9.07/sh+10,000$90,700→ 306,294 total - Sale
Common Shares
2024-08-12$35.95/sh−1,614$58,018→ 296,294 total - Sale
Common Shares
2024-08-12$35.53/sh−8,386$297,950→ 297,908 total - Exercise/Conversion
Employee Share Option (right to buy)
2024-08-12−10,000→ 0 totalExercise: $9.07Exp: 2024-08-14→ Common Shares (10,000 underlying)
Footnotes (7)
- [F1]Includes 6,772 unvested shares subject to the PSU granted on March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- [F2]Includes an aggregate of 46,250 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 17,500 unvested common shares subject to the PSU granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future.
- [F3]Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2024.
- [F4]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.8600 to $35.8450, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.8700 to $36.3050, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F7]The option is fully vested and immediately exercisable for all option shares.
Documents
Issuer
ALPHA & OMEGA SEMICONDUCTOR Ltd
CIK 0001387467
Entity typeother
Related Parties
1- filerCIK 0001522325
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 5:57 PM ET
- Size
- 12.0 KB