TAYLOR BRIAN 4
4 · Two Harbors Investment Corp. · Filed Feb 19, 2013
Insider Transaction Report
Form 4
TAYLOR BRIAN
Director10% Owner
Transactions
- Sale
warrants
2013-02-14$1.62/sh−500,000$811,050→ 500,000 total(indirect: see footnote)Exercise: $11.00From: 2009-10-28Exp: 2013-11-07→ common stock (500,000 underlying)
Footnotes (1)
- [F1]The securities are owned directly by Pine River Master Fund Ltd. and Nisswa Acquisition Master Fund Ltd. (the "Funds"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC (the "LLC"), an entity which is the general partner of the Partnership. Each of Mr. Taylor, the Partnership and the LLC disclaim beneficial ownership of any of the securities owned by the Funds other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that Mr. Taylor, the Partnership or the LLC is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.