Home/Filings/4/0001388798-08-000002
4//SEC Filing

MASSMUTUAL CORPORATE INVESTORS 4

Accession 0001388798-08-000002

$MCICIK 0000275694other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 3:27 PM ET

Size

15.4 KB

Accession

0001388798-08-000002

Insider Transaction Report

Form 4
Period: 2008-01-01
Transactions
  • Other

    Babson Capital Non Qualified Thrift Plan

    2008-01-01$29.31/sh172.75$5,0632,021.51 total
    Exercise: $0.00Capital Stock (172.75 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2007-05-18$35.54/sh+30.57$1,0862,120.41 total
    Exercise: $0.00Capital Stock (30.57 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2007-11-09$37.21/sh+37.21$1,3852,194.26 total
    Exercise: $0.00Capital Stock (37.21 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2007-08-10$31.25/sh+36.64$1,1452,157.05 total
    Exercise: $0.00Capital Stock (36.64 underlying)
Footnotes (3)
  • [F1]Babson Capital and MassMutual each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of MassMutual Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of MassMutual Corporate Investors represented by the value of the MassMutual Corporate Investors investment option under the plan held by the plan participant. Specific transactions itemized herein may reflect a change in plan value on account of the reinvestment of investment option dividend credits.
  • [F2]Exercisable only upon termination, retirement or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
  • [F3]The specific transaction itemized herein reflects a change in plan value on account of the automatic closing-out of a fixed period sub account by the plan administrator.

Issuer

MASSMUTUAL CORPORATE INVESTORS

CIK 0000275694

Entity typeother
IncorporatedMA

Related Parties

1
  • filerCIK 0000275694

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 3:27 PM ET
Size
15.4 KB