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4//SEC Filing

Howes Kelley Abbott 4

Accession 0001389184-08-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 8:13 PM ET

Size

22.0 KB

Accession

0001389184-08-000002

Insider Transaction Report

Form 4
Period: 2008-02-01
JANUS CAPITAL GROUP INCJNS
Howes Kelley Abbott
EVP, Gen. Counsel, Secretary
Transactions
  • Tax Payment

    Common Stock

    2008-02-01$27.54/sh−1,744$48,030→ 45,537 total
  • Award

    Common Stock

    2008-02-01+4,176→ 49,202 total
  • Sale

    Common Stock

    2008-02-01$27.05/sh−511$13,823→ 45,026 total
  • Award

    Stock Option (Right to Buy)

    2008-02-01+11,478→ 11,478 total
    Exercise: $27.54Exp: 2015-01-31→ Common Stock (11,478 underlying)
Holdings

  • Common Stock

    (indirect: Held by ESOP)
    8,155.89

  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (3,186 underlying)
    3,186

  • Stock Option (Right to Buy)

    Exercise: $14.39Exp: 2015-02-03→ Common Stock (12,152 underlying)
    12,152

  • Stock Option (Right to Buy) and LSAR

    Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
    200

  • Stock Option (Right to Buy)

    Exercise: $21.57Exp: 2013-02-12→ Common Stock (9,814 underlying)
    9,814

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37Exp: 2013-05-07→ Common Stock (3,144 underlying)
    3,144

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (9,915 underlying)
    9,915

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2006-05-08Exp: 2014-02-03→ Common Stock (12,512 underlying)
    12,512
Footnotes (8)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  • [F2]Reflects total number of shares held in Employee Stock Ownership Plan ("ESOP") as of February 1, 2008.
  • [F3]The option award vests annually in three equal installments beginning on February 1, 2009.
  • [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
  • [F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2007.
  • [F6]The option award vests annually in four equal installments (within one share) beginning on February 1, 2006.
  • [F7]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
  • [F8]The option award vests annually in five equal installments (within one share) beginning on May 8, 2004.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001389184

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 8:13 PM ET
Size
22.0 KB
View on SEC.gov