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4//SEC Filing

Howes Kelley Abbott 4

Accession 0001389184-09-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 9:40 PM ET

Size

19.9 KB

Accession

0001389184-09-000002

Insider Transaction Report

Form 4
Period: 2009-01-30
JANUS CAPITAL GROUP INCJNS
Howes Kelley Abbott
EVP, Gen. Counsel, Secretary
Transactions
  • Award

    Common Stock

    2009-01-30+21,382→ 66,215 total
  • Award

    Stock Option (Right to Buy)

    2009-01-30+47,199→ 47,199 total
    Exercise: $5.32Exp: 2016-01-30→ Common Stock (47,199 underlying)
Holdings

  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (3,186 underlying)
    3,186

  • Common Stock

    (indirect: Held by ESOP)
    8,514.67

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2006-05-08Exp: 2014-02-03→ Common Stock (12,512 underlying)
    12,512

  • Stock Option (Right to Buy) and LSAR

    Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
    200

  • Stock Option (Right to Buy)

    Exercise: $14.39From: 2008-02-01Exp: 2015-02-03→ Common Stock (12,152 underlying)
    12,152

  • Stock Option (Right to Buy)

    Exercise: $27.54Exp: 2015-01-31→ Common Stock (11,478 underlying)
    11,478

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (9,915 underlying)
    9,915

  • Stock Option (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (9,814 underlying)
    9,814

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37From: 2008-05-08Exp: 2013-05-07→ Common Stock (3,144 underlying)
    3,144
Footnotes (5)
  • [F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
  • [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F3]The option award vests annually in three equal installments beginning on February 1, 2009.
  • [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
  • [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001389184

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:40 PM ET
Size
19.9 KB
View on SEC.gov