Howes Kelley Abbott 4
4 · JANUS CAPITAL GROUP INC · Filed Feb 3, 2009
Insider Transaction Report
Form 4
Howes Kelley Abbott
EVP, Gen. Counsel, Secretary
Transactions
- Award
Common Stock
2009-01-30+21,382→ 66,215 total - Award
Stock Option (Right to Buy)
2009-01-30+47,199→ 47,199 totalExercise: $5.32Exp: 2016-01-30→ Common Stock (47,199 underlying)
Holdings
- 3,186
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (3,186 underlying) - 8,514.67(indirect: Held by ESOP)
Common Stock
- 12,512
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2006-05-08Exp: 2014-02-03→ Common Stock (12,512 underlying) - 200
Stock Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying) - 12,152
Stock Option (Right to Buy)
Exercise: $14.39From: 2008-02-01Exp: 2015-02-03→ Common Stock (12,152 underlying) - 11,478
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (11,478 underlying) - 9,915
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (9,915 underlying) - 9,814
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (9,814 underlying) - 3,144
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2008-05-08Exp: 2013-05-07→ Common Stock (3,144 underlying)
Footnotes (5)
- [F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
- [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F3]The option award vests annually in three equal installments beginning on February 1, 2009.
- [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
- [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.