Howes Kelley Abbott 4
4 · JANUS CAPITAL GROUP INC · Filed Feb 9, 2010
Insider Transaction Report
Form 4
Howes Kelley Abbott
EVP, Gen. Counsel, Secretary
Transactions
- Award
Common Stock
2010-02-05+8,497→ 65,445 total - Award
Stock Option (Right to Buy)
2010-02-05+15,641→ 15,641 totalExercise: $11.78Exp: 2017-02-05→ Common Stock (15,641 underlying)
Holdings
- 11,478
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (11,478 underlying) - 12,512
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2006-05-08Exp: 2014-02-03→ Common Stock (12,512 underlying) - 9,699.33(indirect: Held by ESOP)
Common Stock
- 47,199
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (47,199 underlying) - 9,915
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (9,915 underlying) - 9,814
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (9,814 underlying) - 12,152
Stock Option (Right to Buy)
Exercise: $14.39From: 2008-02-01Exp: 2015-02-03→ Common Stock (12,152 underlying) - 3,144
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2008-05-08Exp: 2013-05-07→ Common Stock (3,144 underlying) - 3,186
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (3,186 underlying)
Footnotes (5)
- [F1]The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
- [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F3]The option award vests annually in three equal installments beginning on February 1, 2009.
- [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008.
- [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.