Gingrich James A 4
4 · ALLIANCEBERNSTEIN HOLDING L.P. · Filed Feb 21, 2019
Insider Transaction Report
Form 4
Gingrich James A
Chairman & CEO of SCB LLC
Transactions
- Tax Payment
AB Holding Units
2019-01-31$30.49/sh−30,277$923,146→ 1,619,721 total(indirect: By Trust) - Sale
AB Holding Units
2019-02-19$30.11/sh−15,000$451,650→ 119,909 total - Sale
AB Holding Units
2019-02-20$30.15/sh−25,000$753,750→ 94,909 total
Holdings
- 134,909
AB Holding Units
Footnotes (5)
- [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- [F2]On January 31, 2019, 75,495 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 30,277 AB Holding Units were withheld for tax purposes and 45,218 AB Holding Units were delivered to him.
- [F3]The closing price of an AB Holding Unit for NYSE composite transactions on January 31, 20198.
- [F4]Reporting Person sold 15,000 AB Holding Units at prices ranging from $29.75 to $30.36 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- [F5]Reporting Person sold 25,000 AB Holding Units at prices ranging from $30.08 to $30.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices.