ALLIANCEBERNSTEIN HOLDING L.P.·4

Dec 3, 6:06 PM ET

Gingrich James A 4

4 · ALLIANCEBERNSTEIN HOLDING L.P. · Filed Dec 3, 2019

Insider Transaction Report

Form 4
Period: 2019-11-29
Gingrich James A
Chairman & CEO of SCB LLC
Transactions
  • Tax Payment

    AB Holding Units

    2019-11-29$28.97/sh423,836$12,278,529698,629 total(indirect: By Trust)
Holdings
  • AB Holding Units

    497,256
Footnotes (3)
  • [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
  • [F2]On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him.
  • [F3]The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019.

Documents

1 file
  • 4
    wf-form4_157541434830186.xmlPrimary

    FORM 4