4//SEC Filing
Galena Biopharma, Inc. 4
Accession 0001390478-16-000111
$SLSCIK 0001390478operating
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 6:36 PM ET
Size
16.7 KB
Accession
0001390478-16-000111
Insider Transaction Report
Form 4
Dunlap Ryan
Principal Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2016-06-01$1.75/sh+31,250$54,688→ 49,952 total - Exercise/Conversion
Common Stock
2016-06-01$1.85/sh+65,625$121,406→ 115,577 total - Exercise/Conversion
Common Stock
2016-06-01$1.71/sh+30,000$51,300→ 145,577 total - Sale
Common Stock
2016-06-01$2.18/sh−126,875$276,588→ 18,702 total - Exercise/Conversion
Stock Option
2016-06-01−31,250→ 95,625 totalExercise: $1.75→ Common Stock (31,250 underlying) - Exercise/Conversion
Stock Option
2016-06-01−65,625→ 30,000 totalExercise: $1.85→ Common Stock (65,625 underlying) - Exercise/Conversion
Stock Option
2016-06-01−30,000→ 0 totalExercise: $1.71→ Common Stock (30,000 underlying)
Footnotes (5)
- [F1]The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.16 to $2.22 per share. The reporting person undertakes the provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The trades settled on June 6, 2016.
- [F2]The option vests on a quarterly basis over four years, commencing on the last day of the quarter after the date of grant (1/15/15).
- [F3]This stock option was subject to cancellation on June 29, 2016, which was 90 days after the Reporting person's consulting agreement ended with the Issuer.
- [F4]The option vests on a quarterly basis over four years, commencing on the last day of the quarter after the date of grant (7/9/12).
- [F5]The option vests on a quarterly basis over four years, commencing on the last day of the quarter after the date of grant (1/29/13).
Documents
Issuer
Galena Biopharma, Inc.
CIK 0001390478
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001390478
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 6:36 PM ET
- Size
- 16.7 KB