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4//SEC Filing

Bank of New York Mellon CORP 4

Accession 0001390777-07-000012

$BKCIK 0001390777operating
View on SEC.govCompany Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 9:26 PM ET

Size

35.1 KB

Accession

0001390777-07-000012

Insider Transaction Report

Form 4
Period: 2007-07-01
Bank of New York Mellon CORPBK
MONKS DONALD R
Vice Chairman
Transactions
  • Award

    1/12/99 Stock Options $35.56

    2007-07-01$37.70/sh+94,340$3,556,618→ 94,340 total
    Exercise: $37.70From: 2007-07-01Exp: 2009-01-12→ Common Stock (Par Value $0.01) (94,340 underlying)
  • Award

    3/13/2007 Stock Options $38.11

    2007-07-01$38.11/sh+111,151$4,235,965→ 111,151 total
    Exercise: $38.11From: 2008-03-13Exp: 2017-03-13→ Common Stock (Par Value $0.01) (111,151 underlying)
  • Award

    4/2/2007 Stock Options $40.41

    2007-07-01$42.83/sh+55,189$2,363,745→ 55,189 total
    Exercise: $42.83From: 2008-04-02Exp: 2018-04-02→ Common Stock (Par Value $0.01) (55,189 underlying)
  • Award

    Common Stock (Par Value $0.01)

    2007-07-01$41.51/sh+345,454.823$14,339,692→ 345,454.823 total
  • Award

    2/11/03 Stock Options $23.13

    2007-07-01$24.52/sh+306,605$7,517,955→ 306,605 total
    Exercise: $24.52From: 2007-07-01Exp: 2013-02-11→ Common Stock (Par Value $0.01) (306,605 underlying)
  • Award

    3/12/02 Stock Options $41.85

    2007-07-01$44.36/sh+235,850$10,462,306→ 235,850 total
    Exercise: $44.36From: 2007-07-01Exp: 2012-03-12→ Common Stock (Par Value $0.01) (235,850 underlying)
  • Award

    3/14/06 Stock Options $34.99

    2007-07-01$27.09/sh+141,510$3,833,506→ 141,510 total
    Exercise: $37.09From: 2007-07-01Exp: 2017-03-14→ Common Stock (Par Value $0.01) (141,510 underlying)
  • Award

    1/13/98 Stock Options $27.47

    2007-07-01$29.12/sh+37,736$1,098,872→ 37,736 total
    Exercise: $29.12From: 2007-07-01Exp: 2008-01-13→ Common Stock (Par Value $0.01) (37,736 underlying)
  • Award

    Restricted Stock Units

    2007-07-01$42.83/sh+18,396$787,901→ 18,396 total
    Exercise: $42.83From: 2010-04-02Exp: 2010-04-02→ Common Stock (Par Value $0.01) (18,396 underlying)
  • Award

    Common Stock (Par Value $0.01)

    2007-07-01$41.51/sh+84,134.083$3,492,372→ 84,134.083 total(indirect: By 401(k))
  • Award

    2/13/01 Stock Options $54.02

    2007-07-01$57.26/sh+127,359$7,292,576→ 127,359 total
    Exercise: $57.26From: 2007-07-01Exp: 2011-02-13→ Common Stock (Par Value $0.01) (127,359 underlying)
  • Award

    2/8/00 Stock Options $39.31

    2007-07-01$41.67/sh+141,510$5,896,722→ 141,510 total
    Exercise: $41.67From: 2007-07-01Exp: 2010-02-08→ Common Stock (Par Value $0.01) (141,510 underlying)
  • Award

    3/9/2005 Stock Options $30.39

    2007-07-01$32.21/sh+141,510$4,558,037→ 141,510 total
    Exercise: $32.21From: 2007-07-01Exp: 2015-03-09→ Common Stock (Par Value $0.01) (141,510 underlying)
  • Award

    3/4/04 Stock Options $33.09

    2007-07-01$35.08/sh+141,510$4,964,171→ 141,510 total
    Exercise: $35.08From: 2007-07-01Exp: 2014-03-04→ Common Stock (Par Value $0.01) (141,510 underlying)
Footnotes (4)
  • [F1]Acquired in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over.
  • [F2]Represents number of stock units held indirectly in employer's stock fund in The Bank of New York Mellon Corporation ("BNY Mellon")Employee Savings and Investment Plan, a 401(k) Plan, as of July 1, 2007. These units were acquired in exchange for stock units of The Bank of New York Company, Inc. ("BNY") pursuant to the merger of BNY into BNY Mellon.
  • [F3]Acquired in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY.
  • [F4]Acquired in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY.

Documents

1 file

Issuer

Bank of New York Mellon CORP

CIK 0001390777

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001390777

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 9:26 PM ET
Size
35.1 KB
View on SEC.gov