4/A//SEC Filing
Clayton Sharon 4/A
Accession 0001391609-09-000035
CIK 0000878932other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 3:02 PM ET
Size
10.7 KB
Accession
0001391609-09-000035
Insider Transaction Report
Form 4/AAmended
Clayton Sharon
10% Owner
Transactions
- Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−4,023$14,845→ 892,160 total(indirect: See Footnote 1) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−6,999$25,826→ 903,181 total(indirect: See Footnote) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−4,022$14,841→ 888,138 total(indirect: See Footnote 1) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−6,998$25,823→ 896,183 total(indirect: See Footnote 1)
Footnotes (1)
- [F1]This Form 4 is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), to report the sale of 22,042 shares by MCC Europe Limited ("MCCE"), a wholly-owned subsidiary of Moore, Clayton & Co., Inc. ("MCC"). MCCE's sale of shares may be attributable to MCC because MCC is the parent company of MCCE.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
Related Parties
1- filerCIK 0001332360
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 3:02 PM ET
- Size
- 10.7 KB