4/A//SEC Filing
Moore Anthony R 4/A
Accession 0001391609-09-000041
CIK 0000878932other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 5:07 PM ET
Size
10.7 KB
Accession
0001391609-09-000041
Insider Transaction Report
Form 4/AAmended
Moore Anthony R
10% Owner
Transactions
- Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−6,999$25,826→ 904,181 total(indirect: See Footnote) - Sale
Equus Total Return Inc.
2009-04-24$3.69/sh−4,022$14,841→ 889,138 total(indirect: See Footnote 1) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−6,998$25,823→ 897,183 total(indirect: See Footnote 1) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−4,023$14,845→ 893,160 total(indirect: See Footnote 1)
Footnotes (1)
- [F1]This Form 4 is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended ("Echange Act"), to report the sale of 22,042 shares by MCC Europe Limited ("MCCE"), a wholly-owned subsidiary of Moore, Clayton & Co., Inc. ("MCC"). MCCE's sale of shares may be attributable to Mr. Denos because Mr. Denos is a principal shareholder of MCC Global NV, the parent company of MCC.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
Related Parties
1- filerCIK 0001332049
Filing Metadata
- Form type
- 4/A
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 5:07 PM ET
- Size
- 10.7 KB