4//SEC Filing
Clayton Sharon 4
Accession 0001391609-09-000061
CIK 0000878932other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 3:34 PM ET
Size
5.4 KB
Accession
0001391609-09-000061
Insider Transaction Report
Form 4
Clayton Sharon
10% Owner
Transactions
- Sale
Equus Total Return, Inc.
2009-08-03$3.35/sh−531,680$1,781,128→ 357,458 total(indirect: See footnote)
Footnotes (1)
- [F1]This Form 4 is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), a wholly-owned subsidiary of Moore, Clayton & Co., Inc. ("MCC"). MCC's sale of shares are attributed to an involuntary transfer of collateral to a secured creditor.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
Related Parties
1- filerCIK 0001332360
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 3:34 PM ET
- Size
- 5.4 KB