Home/Filings/4/0001391609-09-000063
4//SEC Filing

Moore Anthony R 4

Accession 0001391609-09-000063

CIK 0000878932other

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 3:52 PM ET

Size

5.4 KB

Accession

0001391609-09-000063

Insider Transaction Report

Form 4
Period: 2009-08-03
Transactions
  • Sale

    Equus Total Return, Inc.

    2009-08-03$3.35/sh531,680$1,781,128357,458 total(indirect: See footnote)
Footnotes (1)
  • [F1]This Form 4 is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), a wholly-owned subsidiary of Moore, Clayton & Co., Inc. ("MCC"). MCC's sale of shares are attributed to an involuntary transfer of collateral to a secured creditor.

Issuer

EQUUS TOTAL RETURN, INC.

CIK 0000878932

Entity typeother

Related Parties

1
  • filerCIK 0001332049

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 3:52 PM ET
Size
5.4 KB