4/A//SEC Filing
EQUUS TOTAL RETURN, INC. 4/A
Accession 0001391609-15-000303
$EQSCIK 0000878932operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 1:06 PM ET
Size
7.2 KB
Accession
0001391609-15-000303
Insider Transaction Report
Form 4/AAmended
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2015-11-18$1.50/sh+25,000$37,500→ 2,090,913 total - Purchase
Common Stock
2015-11-20$1.45/sh+3,638$5,275→ 2,094,551 total
Footnotes (2)
- [F1]Includes 948,238 shares held directly by Mr. des Pallieres and a trust controlled by him. Also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
- [F2]Includes 951,876 shares held directly by Mr. des Pallieres and a trust controlled by him. Also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878932
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 1:06 PM ET
- Size
- 7.2 KB