4/A//SEC Filing
EQUUS TOTAL RETURN, INC. 4/A
Accession 0001391609-15-000306
$EQSCIK 0000878932operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 1:11 PM ET
Size
5.1 KB
Accession
0001391609-15-000306
Insider Transaction Report
Form 4/AAmended
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2015-11-20$1.50/sh+42,284$63,426→ 2,136,835 total
Footnotes (1)
- [F1]Includes 994,160 shares held directly by Mr. des Pallieres and a trust controlled by him. also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also inlcudes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878932
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 1:11 PM ET
- Size
- 5.1 KB