EQUUS TOTAL RETURN, INC. 4/A
4/A · EQUUS TOTAL RETURN, INC. · Filed Dec 22, 2015
Insider Transaction Report
Form 4/AAmended
des Pallieres Bertrand
Director
Transactions
- Purchase
Common Stock
2015-11-20$1.50/sh+42,284$63,426→ 2,136,835 total
Footnotes (1)
- [F1]Includes 994,160 shares held directly by Mr. des Pallieres and a trust controlled by him. also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also inlcudes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.