EQUUS TOTAL RETURN, INC. 4
4 · EQUUS TOTAL RETURN, INC. · Filed Jan 22, 2016
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common stock
2016-01-20$1.50/sh+8,400$12,600→ 2,170,235 total - Purchase
Common stock
2016-01-21$1.50/sh+177$266→ 2,170,412 total - Purchase
Common stock
2016-01-20$1.55/sh+25,000$38,750→ 2,161,835 total
Footnotes (1)
- [F1]Includes 1,027,737 shares held directly by Mr. des Pallieres and a trust controlled by him, also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lamsdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.