4//SEC Filing
EQUUS TOTAL RETURN, INC. 4
Accession 0001391609-16-000350
$EQSCIK 0000878932operating
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 12:26 PM ET
Size
8.2 KB
Accession
0001391609-16-000350
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common stock
2016-01-20$1.50/sh+8,400$12,600→ 2,170,235 total - Purchase
Common stock
2016-01-21$1.50/sh+177$266→ 2,170,412 total - Purchase
Common stock
2016-01-20$1.55/sh+25,000$38,750→ 2,161,835 total
Footnotes (1)
- [F1]Includes 1,027,737 shares held directly by Mr. des Pallieres and a trust controlled by him, also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lamsdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878932
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 12:26 PM ET
- Size
- 8.2 KB