EQUUS TOTAL RETURN, INC. 4
4 · EQUUS TOTAL RETURN, INC. · Filed Mar 3, 2016
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common stock
2016-02-25$1.50/sh+9,351$14,027→ 2,179,763 total - Purchase
Common stock
2016-03-03$1.50/sh+429$644→ 2,184,692 total - Purchase
Common stock
2016-02-26$1.50/sh+4,400$6,600→ 2,184,163 total - Purchase
Common stock
2016-03-02$1.50/sh+100$150→ 2,184,263 total
Footnotes (1)
- [F1]Includes 1,042,017 shares held directly by Mr. des Pallieres and a trust controlled by him, also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.