4//SEC Filing
EQUUS TOTAL RETURN, INC. 4
Accession 0001391609-17-000068
$EQSCIK 0000878932operating
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 10:58 AM ET
Size
5.0 KB
Accession
0001391609-17-000068
Insider Transaction Report
Form 4
des Pallieres Bertrand
Director
Transactions
- Purchase
Common stock
2017-03-17$2.40/sh+15,000$36,000→ 2,199,692 total
Footnotes (1)
- [F1]Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 3,750 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878932
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 10:58 AM ET
- Size
- 5.0 KB