Liu Liang Chiu-Chu Sara 4
4 · Super Micro Computer, Inc. · Filed Aug 28, 2025
Insider Transaction Report
Form 4
Liu Liang Chiu-Chu Sara
Director10% Owner
Transactions
- Award
Employee Stock Option (right to buy)
2025-08-26+1,000,000→ 5,000,000 total(indirect: By Spouse)Exercise: $45.00Exp: 2033-11-14→ Common Stock (1,000,000 underlying) - Award
Restricted Stock Units
2025-08-26+1,094→ 1,094 total→ Common Stock (1,094 underlying)
Holdings
- 25,677,520(indirect: By Spouse)
Common Stock
- 603,657
Common Stock
- 40,426,120(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- [F2]Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.
- [F3]On November 14, 2023, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On August 26, 2025, achievement of the revenue goal for the fifth tranche of 1,000,000 shares under the Award was certified, which resulted in the creation of a reportable derivative security under Section 16. This fifth tranche will be earned and exercisable only if and when the applicable $110 stock price goal achievement is certified.