Liu Liang Chiu-Chu Sara 4
4 · Super Micro Computer, Inc. · Filed Feb 12, 2026
Research Summary
AI-generated summary of this filing
SMCI 10% Owner Liu Liang Chiu-Chu Sara Receives RSU Shares
What Happened
- Liu Liang Chiu-Chu Sara, a reported 10% owner of Super Micro Computer, Inc. (SMCI), had 2,110 restricted stock units (RSUs convert/derivative) vest on Feb 10, 2026. The RSUs converted into 2,110 shares. To cover tax withholding, SMCI withheld 1,251 shares at $33.33 per share (value $41,696). Net shares delivered to the reporting person = 859 shares.
- This was not an open-market sale — the 1,251-share "disposition" reflects tax withholding (a company-side withholding), not a market transaction.
Key Details
- Transaction date: 2026-02-10; Form filed: 2026-02-12 (appears timely).
- Gross vested/converted: 2,110 RSUs → 2,110 shares (derivative exercise/conversion, code M).
- Shares withheld for taxes: 1,251 shares at $33.33 each — $41,696 total (code F, withheld by company; not a market sale).
- Net shares issued to insider: 859 shares (2,110 − 1,251).
- Shares owned after transaction: total holdings not specified in the provided excerpt.
- Footnotes: F1–F3 confirm these were RSUs (one RSU = one share), withholding was to satisfy tax remittance and exempt from Section 16(b) per Rule 16b‑3(e), and the RSUs vest per a schedule subject to continued service.
Context
- This was a net settlement of vested RSUs (a common practice): RSUs converted to shares and the company withheld a portion to cover taxes — a routine administrative action rather than a market sale or purchase.
- As a 10% owner, this filing reports significant ownership status; it does not necessarily reflect an executive's market-timing decision.
Insider Transaction Report
Form 4
Liu Liang Chiu-Chu Sara
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
[F1]2026-02-10+2,110→ 609,509 total - Tax Payment
Common Stock
[F2]2026-02-10$33.33/sh−1,251$41,696→ 608,258 total - Exercise/Conversion
Restricted Stock Units
[F1][F3]2026-02-10−2,110→ 10,570 total→ Common Stock (2,110 underlying)
Holdings
- 40,426,120(indirect: By Spouse)
Common Stock
- 25,672,520(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- [F2]Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
- [F3]Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
Signature
/s/ David E Weigand, Attorney-In-Fact|2026-02-12