PROS Holdings, Inc. 4

Accession 0001392972-17-000046

$PROCIK 0001392972operating

Filed

Mar 9, 7:00 PM ET

Accepted

Mar 10, 6:03 PM ET

Size

24.1 KB

Accession

0001392972-17-000046

Form 4

Period: 2017-03-08

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2017-03-08$11.00/sh+15,000$165,000→ 4,172,214 total
Sale
Common Stock
2017-03-08$22.42/sh−15,000$336,300→ 4,157,214 total
Exercise/Conversion
NQ Stock Option
2017-03-08−7,000→ 20,189 total
Exercise: $11.00Exp: 2017-06-27→ Common Stock (7,000 underlying)
Exercise/Conversion
Common Stock
2017-03-08$11.00/sh+2,811$30,921→ 4,152,492 total
Sale
Common Stock
2017-03-09$21.80/sh−2,627$57,269→ 4,157,214 total
Exercise/Conversion
NQ Stock Option
2017-03-09−5,189→ 15,000 total
Exercise: $11.00Exp: 2017-06-27→ Common Stock (5,189 underlying)
Sale
Common Stock
2017-03-08$22.36/sh−3,454$77,231→ 4,154,652 total
Exercise/Conversion
Common Stock
2017-03-09$11.00/sh+5,189$57,079→ 4,159,841 total
Sale
Common Stock
2017-03-08$22.38/sh−1,386$31,019→ 4,151,106 total
Exercise/Conversion
NQ Stock Option
2017-03-08−2,811→ 27,189 total
Exercise: $11.00Exp: 2017-06-27→ Common Stock (2,811 underlying)
Exercise/Conversion
NQ Stock Option
2017-03-08−15,000→ 0 total
Exercise: $11.00Exp: 2017-06-27→ Common Stock (15,000 underlying)
Exercise/Conversion
Common Stock
2017-03-08$11.00/sh+7,000$77,000→ 4,158,106 total

Footnotes (5)

[F1]Represents a cashless exercise and hold of options and sale of shares sufficient to cover only exercise price, taxes and fees.
[F2]Includes: (i) 771,834 shares held by Ronald F. Woestemeyer and Mariette Woestemeyer; (ii) 1,000,000 shares held by The Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee; (iii) 43,998 shares held by the 2007 ILIT; (iv) 476,002 shares held by MAROKA, LLC of which Mr. and Mrs. Woestemeyer are the sole managers; (v) 344,560 shares held by Mrs. Woestemeyer's 2010 GRAT to Retained Annuity Trust; (vi) 226,522 shares held by Mrs. Woestemeyer's Dynasty Trust; (vii) 236,266 shares held by Mr. Woestemeyer's Dynasty Trust; (viii) 603,548 shares held by Mr. Woestemeyer's 2007 Irrevocable Trust; and (ix) 448,210 shares held by Mrs. Woestemeyer's 2007 Irrevocable Trust.
[F3]Represents the average price for 61 separate transactions in a range from $22.35 to $22.51 on March 8, 2017.
[F4]These stock options were granted on June 27, 2007, one-third of which were immediately exercisable, with the remainder vesting in equal installments over the following two years.
[F5]Column 8 has been intentionally left blank due to the fact the transactions are strictly exercise and hold of Issuer granted non-qualified stock options.

Documents

1 file

PROS Holdings, Inc.

CIK 0001392972

Entity typeoperating

IncorporatedDE