4//SEC Filing
Jones Andrew R 4
Accession 0001392977-19-000002
CIK 0001527541other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 4:29 PM ET
Size
11.2 KB
Accession
0001392977-19-000002
Insider Transaction Report
Form 4
Jones Andrew R
Director
Transactions
- Other
Common Stock
2019-12-04$1.89/sh−100,000$189,000→ 345,084 total(indirect: Held in managed funds)
Holdings
- 36,108
Common Stock
- 12,464(indirect: By IRA)
Common Stock
- 45,335(indirect: Held in managed funds)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (28,334 underlying) - 21,600(indirect: Held in managed funds)
Series D Cumulative Convertible Preferred Stock
Exercise: $16.96→ Common Stock (31,840 underlying) - 2,100
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (1,313 underlying)
Footnotes (5)
- [F1]These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
- [F2]This transaction was a distribution of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock from the managed accounts NS Advisors manages to a limited partner of North Star Partners, LP.
- [F3]Based on the closing price of the Company's common stock on November 29, 2019.
- [F4]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
- [F5]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16,96 per share. The Series D Stock has no expiration date.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001392977
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 4:29 PM ET
- Size
- 11.2 KB