Jones Andrew R 4

4 · Wheeler Real Estate Investment Trust, Inc. · Filed Dec 30, 2019

Form 4

Period: 2019-12-26

Director

Transactions

Sale
Common Stock
2019-12-26$1.95/sh−541$1,055→ 344,543 total(indirect: Held in managed funds)
Sale
Common Stock
2019-12-27$1.89/sh−3,185$6,020→ 341,538 total(indirect: Held in managed funds)

Holdings

Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (1,313 underlying)
2,100
Series D Cumulative Convertible Preferred Stock
(indirect: Held in managed funds)
Exercise: $16.96→ Common Stock (31,840 underlying)
21,600
Common Stock
36,108
Commoon Stock
(indirect: By IRA)
12,464
Series B Convertible Preferred Stock
(indirect: Held in managed funds)
Exercise: $40.00→ Common Stock (28,334 underlying)
45,335

Footnotes (3)

[F1]These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
[F2]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
[F3]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.

Documents

1 file