4//SEC Filing
Jones Andrew R 4
Accession 0001392977-19-000003
CIK 0001527541other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 9:19 PM ET
Size
12.4 KB
Accession
0001392977-19-000003
Insider Transaction Report
Form 4
Jones Andrew R
Director
Transactions
- Sale
Common Stock
2019-12-26$1.95/sh−541$1,055→ 344,543 total(indirect: Held in managed funds) - Sale
Common Stock
2019-12-27$1.89/sh−3,185$6,020→ 341,538 total(indirect: Held in managed funds)
Holdings
- 2,100
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (1,313 underlying) - 21,600(indirect: Held in managed funds)
Series D Cumulative Convertible Preferred Stock
Exercise: $16.96→ Common Stock (31,840 underlying) - 36,108
Common Stock
- 12,464(indirect: By IRA)
Commoon Stock
- 45,335(indirect: Held in managed funds)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (28,334 underlying)
Footnotes (3)
- [F1]These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
- [F2]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
- [F3]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001392977
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 9:19 PM ET
- Size
- 12.4 KB