4//SEC Filing
HUNT NEIL D 4
Accession 0001393571-25-000007
CIK 0001428439other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 6:47 PM ET
Size
17.4 KB
Accession
0001393571-25-000007
Insider Transaction Report
Form 4
ROKU, INCROKU
HUNT NEIL D
Director
Transactions
- Conversion
Class A Common Stock
2025-12-01+2,000→ 9,782 total - Sale
Class A Common Stock
2025-12-01$95.00/sh−322$30,590→ 9,460 total - Sale
Class A Common Stock
2025-12-01$96.18/sh−914$87,909→ 8,546 total - Sale
Class A Common Stock
2025-12-01$96.67/sh−764$73,856→ 7,782 total - Exercise/Conversion
Employee Stock Option (right to buy)
2025-12-01−4,000→ 75,333 totalExercise: $8.82Exp: 2027-08-08→ Class B Common Stock (4,000 underlying) - Exercise/Conversion
Class B Common Stock
2025-12-01+4,000→ 6,000 total→ Class B Common Stock (4,000 underlying) - Conversion
Class B Common Stock
2025-12-01−2,000→ 4,000 total→ Class B Common Stock (2,000 underlying)
Footnotes (6)
- [F1]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- [F2]Shares sold pursuant to Mr. Hunt's 10b5-1 plan.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.55 to $95.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.55 to $96.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.55 to $96.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]This option is fully vested.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001393571
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 6:47 PM ET
- Size
- 17.4 KB