Home/Filings/4/0001393726-21-000123
4//SEC Filing

Maultsby Randy 4

Accession 0001393726-21-000123

CIK 0001393726other

Filed

Nov 21, 7:00 PM ET

Accepted

Nov 22, 5:04 PM ET

Size

9.0 KB

Accession

0001393726-21-000123

Insider Transaction Report

Form 4
Period: 2021-11-22
Maultsby Randy
DirectorPresident
Transactions
  • Tax Payment

    Common Stock

    2021-11-22$15.12/sh17,750$268,38079,840 total
  • Exercise/Conversion

    Performance Restricted Stock Units

    2021-11-2233,333466,667 total
    Common Stock (33,333 underlying)
  • Exercise/Conversion

    Common Stock

    2021-11-22+33,33397,590 total
Footnotes (3)
  • [F1]The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") granted on August 4, 2021. Each PRSU represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock.
  • [F2]Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of PRSUs issued to the Reporting Person on August 4, 2021.
  • [F3]The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031.

Issuer

TIPTREE INC.

CIK 0001393726

Entity typeother

Related Parties

1
  • filerCIK 0001855788

Filing Metadata

Form type
4
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 5:04 PM ET
Size
9.0 KB