|4Jun 2, 4:16 PM ET

Barnes Michael Gene 4

4 · TIPTREE INC. · Filed Jun 2, 2022

Insider Transaction Report

Form 4
Period: 2022-06-01
Barnes Michael Gene
DirectorVice Chairman of the Board
Transactions
  • Exercise/Conversion

    Common Stock

    2022-06-01$6.93/sh+979,146$6,782,5449,702,095 total
  • Exercise/Conversion

    Tiptree Inc. warrant 2022

    2022-06-01$6.93/sh979,146$6,782,5440 total
    Exercise: $6.93From: 2018-04-10Exp: 2022-06-30Common Stock (979,146 underlying)
Holdings
  • Common Stock

    8,722,949
  • Tiptree Inc. warrant 2022

    Exercise: $6.93From: 2018-04-10Exp: 2022-06-30Common Stock (979,146 underlying)
    979,146
Footnotes (3)
  • [F1]On June 1, 2022, the Reporting Person exercised the 2022 Warrants at the adjusted exercise price of $6.927. Tiptree received cash proceeds of $6,782,544.34 from the exercise of the 2022 Warrants.
  • [F2]Per the terms of these warrants, the exercise price was adjusted from $6.954 to $6.927, as a result of the quarterly dividend paid by Tiptree Inc. on May 31, 2022.
  • [F3]Per the terms of these warrants, the number of shares exercisable was adjusted from 975,379.29 to 979,146 as a result of the quarterly dividend paid by Tiptree Inc. on May 31, 2022.

Documents

1 file
  • 4
    wf-form4_165420096209672.xmlPrimary

    FORM 4