Inayatullah Arif 4

Accession 0001393726-22-000078

CIK 0001393726other

View on SEC.gov Company Profile

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 2:50 PM ET

Size

12.8 KB

Accession

0001393726-22-000078

Insider Transaction Report

Form 4

Period: 2022-09-01

TIPTREE INC.TIPT

Inayatullah Arif

10% Owner

Transactions

Award
March 2016 Stock Option
2022-09-01+2,616→ 2,616 total
Exercise: $5.87→ Common Stock (2,616 underlying)
Award
January 2016 Stock Option
2022-09-01+26,166→ 26,166 total
Exercise: $5.67→ Common Stock (26,166 underlying)
Award
February 2017 Stock Option
2022-09-01+62,859→ 62,859 total
Exercise: $6.65→ Common Stock (62,859 underlying)

Holdings

Common Stock
3,537,412

Footnotes (7)

[F1]The reporting person is a partner in Corvid Peak Holdings, L.P. ("Corvid Peak") and received these stock options from Corvid Peak in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Corvid Peak received these stock options on January 4, 2016 as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes's services as Executive Chairman of the Issuer under a Transition Services Agreement between Corvid Peak and the Issuer.
[F2]Exercise of these stock options is from the grant date.
[F3]The Stock Option will expire on the earlier of (1) January 4, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.
[F4]The reporting person is a partner in Corvid Peak Holdings, L.P. ("Corvid Peak") and received these stock options from Corvid Peak in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Corvid Peak received these stock options on March 10, 2016 as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes's services as Executive Chairman of the Issuer under a Transition Services Agreement between Corvid Peak and the Issuer.
[F5]The Stock Option will expire on the earlier of (1) March 10, 2026 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.
[F6]The reporting person is a partner in Corvid Peak Holdings, L.P. ("Corvid Peak") and received these stock options from Corvid Peak in a pro rata distribution in accordance with the reporting person's partnership interests in such entity. Corvid Peak received these stock options on February 22, 2017 as incentive compensation approved by the Issuer's Compensation, Nominating and Governance Committee for Michael Barnes's services as Executive Chairman of the Issuer under a Transition Services Agreement between Corvid Peak and the Issuer.
[F7]The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant.

Documents

1 file

4
wf-form4_166205824581595.xmlPrimary
FORM 4

Issuer

TIPTREE INC.

CIK 0001393726

→

Entity typeother

Related Parties

filerCIK 0001499674

Filing Metadata

Form type: 4
Filed: Aug 31, 8:00 PM ET
Accepted: Sep 1, 2:50 PM ET
Size: 12.8 KB

View on SEC.gov