Home/Filings/4/A/0001394156-18-000079
4/A//SEC Filing

Ansley T. Michael 4/A

Accession 0001394156-18-000079

CIK 0001394156other

Filed

Sep 13, 8:00 PM ET

Accepted

Sep 14, 2:51 PM ET

Size

499.1 KB

Accession

0001394156-18-000079

Insider Transaction Report

Form 4/AAmended
Period: 2016-07-28
Ansley T. Michael
DirectorPresident and CEO10% Owner
Transactions
  • Disposition to Issuer

    Option to purchase common stock -- -- Right to Buy '16

    2016-07-2830,0000 total
    Exercise: $2.50Exp: 2016-07-31Common Stock (30,000 underlying)
  • Sale

    Common Stock

    2018-07-24$1.00/sh700,000$700,0002,314,557 total
  • Award

    Option to purchase common stock -- -- Right to Buy '19

    2016-07-28+30,00030,000 total
    Exercise: $2.50Exp: 2019-07-31Common Stock (30,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    8,000,000
  • Common Stock

    (indirect: By Children)
    9,000
Footnotes (3)
  • [F1]Reporting person transferred these shares to a family limited liability company of which the reporting person is the sole voting member with sole dispositive power over the shares, and the reporting person and his wife are the sole beneficial owners.
  • [F2]The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose
  • [F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option with the grant of a replacement option. The option was originally granted on July 31, 2010 and provided for vesting in three equal installments commencing on July, 31, 2011.