Argonaut Private Equity, L.L.C. 4
4 · StepStone Group Inc. · Filed Sep 21, 2020
Insider Transaction Report
Form 4
Argonaut Private Equity, L.L.C.
10% Owner
Transactions
- Purchase
Class A Common Stock
2020-09-18$18.00/sh+62,500$1,125,000→ 62,500 total - Other
Class B Units
2020-09-18−3,830,328→ 6,432,858 total→ Class A Common Stock (3,830,328 underlying) - Purchase
Class A Common Stock
2020-09-18$18.00/sh+62,500$1,125,000→ 62,500 total - Other
Class B Common Stock
2020-09-18−3,830,328→ 6,432,858 total
Footnotes (6)
- [F1]Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO").
- [F2]These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- [F3]These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- [F4]Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock.
- [F5]These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
- [F6]The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.