Yau Robert 4
4 · GSI TECHNOLOGY INC · Filed May 5, 2020
Insider Transaction Report
Form 4
Yau Robert
DirectorVP, Engin., Sect. & Director
Transactions
- Exercise/Conversion
Common Stock
2020-05-04$6.00/sh+40,000$240,000→ 1,057,439 total(indirect: By Trust) - Sale
Common Stock
2020-05-04$7.02/sh−40,000$280,760→ 1,017,439 total(indirect: By Trust) - Exercise/Conversion
Stock Option (right to buy)
2020-05-04−40,000→ 0 totalExercise: $6.00From: 2014-01-13Exp: 2020-05-10→ Common Stock (40,000 underlying)
Holdings
- 4,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.