Home/Filings/4/A/0001394785-11-000002
4/A//SEC Filing

SPROCK CHARLES M 4/A

Accession 0001394785-11-000002

CIK 0001088144other

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 4:07 PM ET

Size

8.9 KB

Accession

0001394785-11-000002

Insider Transaction Report

Form 4/AAmended
Period: 2011-04-01
SPROCK CHARLES M
DirectorChariman, CEO & President
Transactions
  • Disposition to Issuer

    Stock Options under Rome Bancorp, Inc 2006 Stock Option Plan

    2011-04-01$1.00/sh147,500$147,5000 total
    Exercise: $12.84Exp: 2016-05-24Rome Bancorp common stock, par value $0.01 per share (147,500 underlying)
  • Disposition to Issuer

    Rome Bancorp common stock par value $0.01 per share

    2011-04-01312,4740 total
  • Disposition to Issuer

    Rome Bancorp common stock par value $0.01 per share

    2011-04-018,1180 total(indirect: By Spouse)
Footnotes (2)
  • [F1]Dipsosed of pursuant to merger agreement between Issuer and Berkshire Hills Bancorp, Inc. in exchange for .5658 shares of Berkshire Hills common stock or $11.25 in cash for each share of Rome Bancorp, Inc. common stock, subject to cash/stock elections and proration procedures set forth in the merger agreement.
  • [F2]This option, which provided for vesting in five equal annual installments commencing on May 24, 2007, was cancelled in exchange for a cash payment of $147,500.

Issuer

ROME BANCORP INC

CIK 0001088144

Entity typeother

Related Parties

1
  • filerCIK 0001244018

Filing Metadata

Form type
4/A
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:07 PM ET
Size
8.9 KB