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4//SEC Filing

NOLAN DAVID C 4

Accession 0001394785-11-000003

CIK 0001088144other

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 4:16 PM ET

Size

7.3 KB

Accession

0001394785-11-000003

Insider Transaction Report

Form 4
Period: 2011-04-01
NOLAN DAVID C
EVP & CFO
Transactions
  • Disposition to Issuer

    Rome Bancorp common stock, par value $0.01 per share

    2011-04-01147,5480 total
  • Disposition to Issuer

    Stock Option under the Rome Bancorp 2006 Stock Option Plan

    2011-04-01$1.00/sh59,000$59,0000 total
    Exercise: $12.84Exp: 2016-05-24Rome Bancorp common stock par value $0.01 per share (59,000 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between Issuer and Berkshire Hills Bancorp, Inc. in exchange for .5658 shares of Berkshire Hills Bancorp common stock or $11.25 in cash for each shares of Rome Bancorp, Inc. common stock, subject to cash/stock elections and proration procedures set forth in the merger agreement.
  • [F2]This option, which provided for vesting in five equal annual installments commencing May 24, 2007, was canceled in the merger agreement in exchange for a cash payment of $59,000.

Issuer

ROME BANCORP INC

CIK 0001088144

Entity typeother

Related Parties

1
  • filerCIK 0001244020

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:16 PM ET
Size
7.3 KB