Home/Filings/4/0001394785-11-000004
4//SEC Filing

ENGELBERT BRUCE R 4

Accession 0001394785-11-000004

CIK 0001088144other

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 4:28 PM ET

Size

8.8 KB

Accession

0001394785-11-000004

Insider Transaction Report

Form 4
Period: 2011-04-01
Transactions
  • Disposition to Issuer

    Rome Bancorp common stock par value $0.01 per share

    2011-04-0165,2630 total
  • Disposition to Issuer

    Rome Bancorp common stock par value $0.01 per share

    2011-04-0137,7020 total(indirect: By Spouse)
  • Disposition to Issuer

    Stock Options under Rome Bancorp 2006 Stock Option Plan

    2011-04-01$1.00/sh+29,500$29,5000 total
    Exercise: $12.84Exp: 2016-05-24Rome Bancorp common stock par value $0.01 per share (29,500 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between Issuer and Berkshire Hills Bancorp, Inc. in exchange for .5658 shares of Berkshire Hills Bancorp common stock or $11.25 in cash for each share of Rome Bancorp, Inc. common stock, subject to cash/stock elections and proration procedures set forth in the merger agreement.
  • [F2]This option, which provided for vesting in five equal annual installments commencing May 24, 2007, was canceled in the merger in exchange for a cash payment of $29,500.

Issuer

ROME BANCORP INC

CIK 0001088144

Entity typeother

Related Parties

1
  • filerCIK 0001244009

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:28 PM ET
Size
8.8 KB