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4//SEC Filing

GROW DAVID C 4

Accession 0001394785-11-000005

CIK 0001088144other

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 4:42 PM ET

Size

8.8 KB

Accession

0001394785-11-000005

Insider Transaction Report

Form 4
Period: 2011-04-01
GROW DAVID C
Director
Transactions
  • Disposition to Issuer

    Rome Bancorp common stock par value $0.01 per share

    2011-04-0178,3010 total
  • Disposition to Issuer

    Rome Bancorp common stock par value $0.01 per share

    2011-04-0126,5330 total(indirect: By Spouse)
  • Disposition to Issuer

    Stock options under Rome Bancorp 2006 Stock Option Plan

    2011-04-01$1.00/sh29,500$29,5000 total
    Exercise: $12.84Exp: 2016-05-24Rome Bancorp common stock par value $0.01 per share (29,500 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between Issuer and Berkshire Hills Bancorp, Inc. in exchange for .5658 shares of Berkshire Hills Bancorp common stock or $11.25 in cash for each share of Rome Bancorp, Inc. common stock, subject to cash/stock elections and proration procedures set forth in the merger agreement.
  • [F2]This option, which provided for vesting in five equal annual installments commencing May 24, 2007, was canceled in the merger in exchange for a cash payment of $29,500.

Issuer

ROME BANCORP INC

CIK 0001088144

Entity typeother

Related Parties

1
  • filerCIK 0001244012

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:42 PM ET
Size
8.8 KB