Home/Filings/4/0001395240-09-000004
4//SEC Filing

BURNES RICHARD M JR 4

Accession 0001395240-09-000004

CIK 0001381325other

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 2:18 PM ET

Size

16.1 KB

Accession

0001395240-09-000004

Insider Transaction Report

Form 4
Period: 2009-11-23
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
SACHS BRUCE I
10% Owner
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
Armony Izhar
10% Owner
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
TAI WILLIAM
10% Owner
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
Zak Michael J
10% Owner
Transactions
  • Sale

    Common Stock

    2009-11-23$3.71/sh43,400$160,9018,919,770 total(indirect: See Footnotes (2)(3)(4))
Footnotes (4)
  • [F1]Represents 42,113 shares sold by Charles River Partnership XI, LP ("CRP XI"), 1,064 shares sold by Charles River Friends XI-A, LP ("CRF XI-A") and 223 shares sold by Charles River Friends XI-B, LP ("CRF XI-B").
  • [F2]Represents 42,113 shares sold by Charles River Partnership XI, LP ("CRP XI"), 1,064 shares sold by Charles River Friends XI-A, LP ("CRF XI-A") and 223 shares sold by Charles River Friends XI-B, LP ("CRF XI-B").
  • [F3]Charles River XI GP, LLC ("CR XI GP LLC") is the General Partner of Charles River XI GP, LP ("CR XI GP LP"). CR XI GP LLC is also the General Partner of CRF XI-A and CRF XI-B. CR XI GP LP is the General Partner of CRP XI. CRP XI, CRF XI-A and CRF XI-B (collectively, the "Partnerships") form a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934. Each of Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai, and Michael J. Zak is a managing member of CR XI GP, LLC. Accordingly, each of CR XI GP LP, CR XI GP LLC and Messrs. Armony, Baldwin, Burnes, Dintersmith, Sachs, Tai and Zak (collectively, the "Management Persons") may be deemed to beneficially own the securities owned by the Partnerships.
  • [F4]Each of the Management Persons disclaims beneficial ownership of the securities reported herein held by the Partnerships, except to the extent of such person's pecuniary interest in each applicable Partnership, if any. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.

Issuer

BigBand Networks, Inc.

CIK 0001381325

Entity typeother

Related Parties

1
  • filerCIK 0001188141

Filing Metadata

Form type
4
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 2:18 PM ET
Size
16.1 KB