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4//SEC Filing

KAR Auction Services, Inc. 4

Accession 0001395942-16-000294

$KARCIK 0001395942operating

Filed

May 10, 8:00 PM ET

Accepted

May 11, 9:55 PM ET

Size

11.4 KB

Accession

0001395942-16-000294

Insider Transaction Report

Form 4
Period: 2016-05-09
Byrd Warren W
EVP of Corp Dev & Real Estate
Transactions
  • Exercise/Conversion

    Common Stock

    2016-05-09$10.00/sh+1,300$13,0001,300 total
  • Sale

    Common Stock

    2016-05-09$39.45/sh1,300$51,2790 total
  • Award

    Employee Stock Options (right to buy)

    2016-05-09$10.00/sh1,300$13,00031,678 total
    Exercise: $10.00Exp: 2017-08-20Common Stock (1,300 underlying)
Holdings
  • Restricted Stock Units

    Common Stock (1,161 underlying)
    1,161
  • Common Stock

    366
Footnotes (5)
  • [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.4000 to $39.5000 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]An additional condition to vesting is that the reporting person must be a director, officer, employee, consultant or agent of the Company or any of its subsidiaries on the date on which the conditions set forth above are satisfied.
  • [F3]31,678 of these options are currently exercisable.
  • [F4]Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on 2/20/16.
  • [F5]These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on 2/20/2016, one-third of these restricted stock units vest on 2/20/2017 and the remaining one-third of these restricted stock units vest on 2/20/2018, assuming continued employment through the applicable vesting date.

Issuer

KAR Auction Services, Inc.

CIK 0001395942

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001395942

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 9:55 PM ET
Size
11.4 KB