KAR Auction Services, Inc.·4

Feb 26, 8:58 PM ET

St-Hilaire Stephane 4

4 · KAR Auction Services, Inc. · Filed Feb 26, 2018

Insider Transaction Report

Form 4
Period: 2018-02-22
St. Hilaire Stephane
President and CEO of ADESA
Transactions
  • Exercise/Conversion

    Common Stock

    2018-02-22+1,15426,058.99 total
  • Tax Payment

    Common Stock

    2018-02-24$51.42/sh426$21,90526,258.99 total
  • Tax Payment

    Common Stock

    2018-02-22$50.87/sh455$23,14625,603.99 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-221,1541,155 total
    Common Stock (1,154 underlying)
  • Exercise/Conversion

    Common Stock

    2018-02-24+1,08126,684.99 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-241,0812,160 total
    Common Stock (1,081 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $13.46Exp: 2020-03-01Common Stock (72,768 underlying)
    72,768
  • Employee Stock Option (right to buy)

    Exercise: $30.89Exp: 2024-02-27Common Stock (38,884 underlying)
    38,884
Footnotes (9)
  • [F1]Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018.
  • [F2]Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.
  • [F3]Shares withheld by the Company to satisfy tax withholding requirements.
  • [F4]Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018.
  • [F5]29,163 of these options are currently exercisable and the remaining 9,721 options become exercisable on February 27, 2018, assuming continued employment through the applicable vesting date.
  • [F6]All of these options are currently exercisable.
  • [F7]Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
  • [F8]These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.
  • [F9]These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Documents

1 file
  • 4
    wf-form4_151969672208146.xmlPrimary

    FORM 4