STEM, INC.·4

Jun 4, 5:52 PM ET

Birns Ira M 4

4 · STEM, INC. · Filed Jun 4, 2026

Research Summary

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STEM Director Ira M. Birns Receives RSU Award

What Happened
Ira M. Birns, a director of STEM, Inc. (STEM), received a grant of 12,168 restricted stock units (RSUs) on June 3, 2026. The Form 4 reports the acquisition as an award (transaction code A) with an acquisition price of $0.00; RSUs are a contingent right to receive common stock and do not represent immediate cash purchase or sale.

Key Details

  • Transaction date: 2026-06-03; Form filed: 2026-06-04 (appears timely).
  • Grant: 12,168 RSUs; reported price: $0.00 (no cash exchanged at grant).
  • Vesting: 100% of the RSUs vest on June 3, 2027 (per footnote).
  • Footnotes: F1—each RSU converts to one share upon vesting; F2—vesting schedule noted above.
  • Shares owned after transaction: not specified in the provided excerpt.
  • Exhibit: Exhibit 24 (Power of Attorney) included with the filing.

Context
RSU grants are a common form of director compensation and are contingent on future vesting; they do not indicate an immediate purchase or sale of shares. The economic value will depend on STEM’s stock price at vesting; no shares were delivered or sold at the time of this filing.

Insider Transaction Report

Form 4
Period: 2026-06-03
Birns Ira M
Director
Transactions
  • Award

    Restricted Stock Unit

    [F1][F2]
    2026-06-03+12,16812,168 total
    Common Stock, Par Value $0.0001 Per Share (12,168 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.
Signature
/s/ Sarah Dunn, attorney-in-fact|2026-06-04

Documents

3 files