4//SEC Filing
HUME GARY M 4
Accession 0001396677-17-000031
CIK 0001050007other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 7:14 PM ET
Size
19.8 KB
Accession
0001396677-17-000031
Insider Transaction Report
Form 4
HUME GARY M
Executive Vice President
Transactions
- Gift
Common Stock
2017-06-08−12,064→ 15,131 total(indirect: By Trust) - Award
Common Stock
2017-06-08+16,855→ 41,000 total(indirect: By Trust) - Gift
Common Stock
2017-06-08−4,821→ 1,895 total - Disposition to Issuer
Common Stock
2017-08-23−41,000→ 0 total(indirect: By Trust) - Gift
Common Stock
2017-06-08−1,895→ 0 total - Gift
Common Stock
2017-06-27−2,655→ 12,476 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2017-08-23−1,895→ 0 total(indirect: By IRA) - Award
Common Stock
2017-06-08+1,895→ 1,895 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2017-08-23−12,476→ 0 total(indirect: By Trust)
Footnotes (5)
- [F1]Represents shares transferred to irrevocable trust (Frances A. Hume Trust), which reporting person and reporting person's wife are trustees and reporting person is the beneficiary of income only from the trust until his death and their respective children are the beneficiaries of the trust.
- [F2]These shares are held in the Gary M. Hume Trust, an irrevocable trust, for the benefit of the children of reporting person and reporting person's wife. The reporting person and reporting person's wife are trustees of the trust. The reporting person's wife is the beneficiary of income only from the trust until her death. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- [F3]These shares are held in the Frances A. Hume Trust, an irrevocable trust, for the benefit of the children of reporting person and reporting person's wife. The reporting person and reporting person's wife are trustees of the trust. The reporting person is the beneficiary of income only from the trust until his death. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- [F4]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 21, 2017, by and among Nutraceutical International Corporation (the "Company"), Nutrition Parent, LLC ("Parent") and Nutrition Sub, Inc. ("Merger Sub"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Parent, each share of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person was converted into the right to receive $41.80 in cash without interest (the "Merger Consideration").
- [F5]Represents shares transferred to reporting person's IRA.
Documents
Issuer
NUTRACEUTICAL INTERNATIONAL CORP
CIK 0001050007
Entity typeother
Related Parties
1- filerCIK 0001265853
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 7:14 PM ET
- Size
- 19.8 KB