Gillman Charles M 5
5 · SCOTTS LIQUID GOLD INC · Filed Apr 3, 2013
Insider Transaction Report
Form 5
Heyman Stephen J
10% Owner
Transactions
- Sale
Common Stock
2012-10-22$0.12/sh−50,000$6,000→ 0 total(indirect: By LLC) - Sale
Common Stock
2012-10-18$0.12/sh−75,000$9,000→ 0 total(indirect: By LLC) - Sale
Common Stock
2012-10-19$0.12/sh−32,500$3,900→ 1,044,901 total(indirect: By LLC) - Sale
Common Stock
2012-10-17$0.13/sh−49,129$6,171→ 0 total(indirect: By LLC) - Sale
Common Stock
2012-10-23$0.12/sh−164,479$19,737→ 0 total(indirect: By LLC) - Sale
Common Stock
2012-10-23$0.12/sh−45,521$5,463→ 1,044,901 total(indirect: By LLC)
Footnotes (2)
- [F1]Each of Boston Avenue Capital LLC ("Boston"), and Yorktown Avenue Capital, LLC ("Yorktown"), directly beneficially owns and has voting and dispositive powers over their respective shares of the reported securities. Stephen J. Heyman and James F. Adelson (as the sole Managers of Boston and Yorktown), and Charles M. Gillman (as the portfolio manager of Boston and Yorktown), have the power to vote or direct the vote of (and the power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Boston and Yorktown, and may each be deemed to be an indirect beneficial owner of the reported securities. Messrs. Heyman, Adelson, and Gillman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
- [F2]Each of the reporting persons ceased to be an insider on October 23, 2012.