4/A//SEC Filing
ONVIA INC 4/A
Accession 0001397635-15-000004
CIK 0001100917operating
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 1:40 PM ET
Size
9.3 KB
Accession
0001397635-15-000004
Insider Transaction Report
Form 4/AAmended
ONVIA INCONVI
Adelson James F
10% Owner
Transactions
- Sale
COMMON STOCK
2015-10-29$4.00/sh−1,586$6,344→ 1,592,298 total(indirect: See Footnote #4) - Sale
COMMON STOCK
2015-10-23$4.07/sh−115$468→ 1,593,884 total(indirect: See Footnote #2)
Heyman Stephen J
10% Owner
Transactions
- Sale
COMMON STOCK
2015-10-23$4.07/sh−115$468→ 1,593,884 total(indirect: See Footnote #2) - Sale
COMMON STOCK
2015-10-29$4.00/sh−1,586$6,344→ 1,592,298 total(indirect: See Footnote #4)
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $4.07 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]These shares include 1,236,481 shares directly owned by Asamara, LLC, and 357,403 shares directly owned by Nadel and Gussman Energy, LLC.
- [F3]This transaction was executed in multiple trades at prices ranging from $4.00 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]These shares include 1,236,481 shares directly owned by Asamara, LLC, and 355,817 shares directly owned by Nadel and Gussman Energy, LLC.
Documents
Issuer
ONVIA INC
CIK 0001100917
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001100917
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 1:40 PM ET
- Size
- 9.3 KB