4//SEC Filing
SILVERMAN JACOB 4
Accession 0001397821-13-000009
CIK 0001397821other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 3:13 PM ET
Size
7.4 KB
Accession
0001397821-13-000009
Insider Transaction Report
Form 4
SILVERMAN JACOB
Executive VP and CFO
Transactions
- Exercise/Conversion
Class A common stock
2012-12-31+134,731→ 242,185 total - Exercise/Conversion
Duff & Phelps Acquisitions, LLC New Class A Units
2012-12-31−134,731→ 0 total→ Class A common stock (134,731 underlying)
Footnotes (1)
- [F1]Pursuant to an exchange agreement entered into in connection with the closing of the initial public offering of Duff & Phelps Corporation (the "IPO"), holders of New Class A Units of Duff & Phelps Acquisitions, LLC ("DPA") issued in connection with the reorganization of DPA immediately prior to the consummation of the IPO (the "Reorganization") may exchange their New Class A Units for Class A common stock of Duff & Phelps Corporation on a one-for-one basis, subject to the vesting, minimum retained ownership requirements and transfer restrictions and customary conversion rate adjustments for splits, unit distributions and reclassifications contained in the exchange agreement.
Documents
Issuer
Duff & Phelps Corp
CIK 0001397821
Entity typeother
Related Parties
1- filerCIK 0001413239
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 3:13 PM ET
- Size
- 7.4 KB