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4//SEC Filing

KRUEGER HARVEY M 4

Accession 0001397821-13-000055

CIK 0001397821other

Filed

Apr 24, 8:00 PM ET

Accepted

Apr 25, 11:07 AM ET

Size

7.1 KB

Accession

0001397821-13-000055

Insider Transaction Report

Form 4
Period: 2013-04-23
Transactions
  • Other

    Class A common stock

    2013-04-23$15.55/sh54,634$849,5590 total
  • Other

    Class A common stock

    2013-04-23$15.55/sh1,638$25,4710 total(indirect: see footnote)
Footnotes (2)
  • [F1]Disposition pursuant to the Agreement and Plan of Merger, dated as of December 30, 2012, by and among Duff & Phelps Corporation (the "Company"), Duff & Phelps Acquisitions, LLC, a Delaware limited liability company and wholly owned subsidiary of the Company ("DPA"), Dakota Holding Corporation, a Delaware corporation ("Parent"), Dakota Acquisition I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Dakota Acquisition II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), pursuant to which Merger Sub II merged with and into DPA with DPA surviving as a wholly owned subsidiary of Merger Sub I and immediately thereafter Merger Sub I merged with and into the Company with the Company surviving as a wholly owned subsidiary of Parent.
  • [F2]Such shares are held by Mr. Krueger through Vestar/D&P Holdings, LLC.

Issuer

Duff & Phelps Corp

CIK 0001397821

Entity typeother

Related Parties

1
  • filerCIK 0001198861

Filing Metadata

Form type
4
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 11:07 AM ET
Size
7.1 KB