LOVELL JEFFREY 4
4 · Duff & Phelps Corp · Filed Apr 25, 2013
Insider Transaction Report
Form 4
LOVELL JEFFREY
Director
Transactions
- Other
Class A common stock
2013-04-23$15.55/sh−18,714$291,003→ 0 total - Other
Class A common stock
2013-04-23$15.55/sh−1,822,273$28,336,345→ 0 total(indirect: See footnotes)
Footnotes (3)
- [F1]Disposition pursuant to the Agreement and Plan of Merger, dated as of December 30, 2012, by and among Duff & Phelps Corporation (the "Company"), Duff & Phelps Acquisitions, LLC, a Delaware limited liability company and wholly owned subsidiary of the Company ("DPA"), Dakota Holding Corporation, a Delaware corporation ("Parent"), Dakota Acquisition I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Dakota Acquisition II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), pursuant to which Merger Sub II merged with and into DPA with DPA surviving as a wholly owned subsidiary of Merger Sub I and immediately thereafter Merger Sub I merged with and into the Company with the Company surviving as a wholly owned subsidiary of Parent.
- [F2]Beneficially owned by Lovell Minnick Partners LLC. The address of Lovell Minnick Partners LLC is 150 N. Radnor Chester Road, Suite A200, Radnor, PA 19807.
- [F3]As an officer of Lovell Minnick Partners LLC, Mr. Lovell may be deemed to share beneficial ownership of the shares held by LM Duff Holdings, LLC. Mr. Lovell disclaims beneficial ownership of such shares and any other shares held by affiliates of Lovell Minnick Partners LLC except to the extent of his pecuniary interest therein.