4//SEC Filing
LPL Financial Holdings Inc. 4
Accession 0001397911-13-000089
$LPLACIK 0001397911operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:34 PM ET
Size
5.9 KB
Accession
0001397911-13-000089
Insider Transaction Report
Form 4
BOYCE RICHARD W
Director
Transactions
- Award
Common Stock, par value $0.001 per share
2013-11-19+1,183→ 52,313 total
Footnotes (3)
- [F1]These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date.
- [F2]Mr. Boyce is a TPG partner. TPG is affiliated with TPG Partners IV, L.P. ("Partners IV"), which holds 16,710,185 shares (the "TPG Shares").
- [F3]Mr. Boyce disclaims beneficial ownership of the TPG Shares and any shares that are or may be beneficially owned by any affiliate of Partners IV. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Boyce is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer directly held by any of the Partners IV or any of their respective affiliates.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001397911
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:34 PM ET
- Size
- 5.9 KB