4//SEC Filing
LPL Financial Holdings Inc. 4
Accession 0001397911-14-000024
$LPLACIK 0001397911operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:24 PM ET
Size
13.4 KB
Accession
0001397911-14-000024
Insider Transaction Report
Form 4
Moore Robert J.
Chief Financial Officer
Transactions
- Sale
Common Stock
2014-02-12$52.00/sh−30,000$1,560,000→ 10,000 total - Exercise/Conversion
Common Stock
2014-02-14$19.74/sh+129,999$2,566,180→ 139,999 total - Sale
Common Stock
2014-02-14$53.29/sh−99,993$5,328,227→ 40,006 total - Exercise/Conversion
Option to purchase common stock
2014-02-14−129,999→ 0 totalExercise: $19.74Exp: 2019-06-12→ Common Stock (129,999 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.04 to $53.70, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- [F2]Fully vested as of June 12, 2012
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001397911
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 6:24 PM ET
- Size
- 13.4 KB