4//SEC Filing
LPL Financial Holdings Inc. 4
Accession 0001397911-14-000026
$LPLACIK 0001397911operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 6:57 PM ET
Size
8.4 KB
Accession
0001397911-14-000026
Insider Transaction Report
Form 4
Bruton Derek
MD, National Sales Manager
Transactions
- Sale
Common Stock
2014-02-14$53.21/sh−16,000$851,360→ 7,869 total - Exercise/Conversion
Common Stock
2014-02-14$22.08/sh+16,000$353,280→ 23,869 total - Exercise/Conversion
Option to purchase common stock
2014-02-14−16,000→ 24,000 totalExercise: $22.08Exp: 2019-09-14→ Common Stock (16,000 underlying)
Footnotes (2)
- [F1]Consists of (i) 4,645 restricted stock units that vest ratably over four years beginning on February 22, 2014 and (ii) 3,224 restricted stock units that vest in full on February 25, 2015.
- [F2]This option is currently exercisable as to 16,000 shares. The remaining 8,000 shares shall become exercisable on September 14, 2014.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001397911
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 6:57 PM ET
- Size
- 8.4 KB