LPL Financial Holdings Inc. 4
4 · LPL Financial Holdings Inc. · Filed Feb 26, 2014
Insider Transaction Report
Form 4
Moore Robert J.
Chief Financial Officer
Transactions
- Award
Option to purchase common stock
2014-02-24+53,111→ 53,111 totalExercise: $54.81Exp: 2024-02-24→ Common Stock (53,111 underlying) - Award
Common Stock
2014-02-24+8,620→ 48,626 total - Award
Common Stock
2014-02-24+9,122→ 57,748 total
Footnotes (4)
- [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units vest in three equal annual installments on each of February 24, 2015, 2016 and 2017. Vested shares will be issued to the reporting person as soon as practicable after the applicable vesting date.
- [F2]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units vest in full on February 24, 2017. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
- [F3]Consists of (i) 40,006 shares of Common Stock and (ii) the reported restricted stock units on this Form 4.
- [F4]This option becomes exercisable in three equal annual installments on each of February 24, 2015, February 24, 2016 and February 24, 2017.